-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPhmqOlMffCydD4eQGeSWEV6uemiVpLhD7XlKCTHFbhbvRqN09CCNaa5HwwFdiXv 1gxyvlKnE7EhXEWqjYGD3w== 0000950135-98-001055.txt : 19980218 0000950135-98-001055.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950135-98-001055 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOWTEK INC CENTRAL INDEX KEY: 0000749660 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 020377419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37722 FILM NUMBER: 98541825 BUSINESS ADDRESS: STREET 1: 21 PARK AVE CITY: HUDSON STATE: NH ZIP: 03051 BUSINESS PHONE: 6038825200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD ROBERT CENTRAL INDEX KEY: 0000902740 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 303 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125734300 MAIL ADDRESS: STREET 1: 303 EAST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 ROBERT HOWARD 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. ___________) HOWTEK, INC ------------------------------ (Name of Issuer) COMMON STOCK ------------------------------ (Title of Class of Securities) 443209 ------------------------------ (CUSIP Number) ------------------------------ 2 CUSIP NO. 443209 13G PAGE 2 OF 5 PAGES 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY): ROBERT HOWARD 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [ ] (b) [ ] NOT APPLICABLE 3. SEC USE ONLY: 4. CITIZENSHIP OR PLACE OF ORGANIZATION: UNITES STATES OF AMERICA NUMBER OF 5. SOLE VOTING POWER: 1,578,982 shares (excludes 7,000 shares owned by spouse which Mr. Howard disclaims beneficial ownership under Rule 13d-4) SHARES BENEFICIALLY 6. SHARED VOTING POWER: 0 OWNED BY EACH 7. SOLE DISPOSITIVE POWER: 1,578,982 shares (excludes 7,000 shares owned by spouse which Mr. Howard disclaims beneficial ownership under Rule 13d-4) REPORTING PERSON WITH 8. SHARED DISPOSITIVE POWER: 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,578,982 Shares 3 CUSIP NO. 443209 13G PAGE 3 OF 5 PAGES 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES: [ ] NOT APPLICABLE 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 17.42% 12. TYPE OF REPORTING PERSON: IN ITEM 1(a). NAME OF ISSUER: HOWTEK, INC. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 21 PARK AVENUE HUDSON, NH 03051 ITEM 2(a). NAME OF PERSON FILING: ROBERT HOWARD ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 303 East 57th Street Apt. 39A New York, NY 10022 ITEM 2(c). CITIZENSHIP: United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.01 per share ITEM 2(e). CUSIP NUMBER: 443209 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act, N/A (b) [ ] Bank as defined in Section 3(a)(6) of the Act, N/A 4 CUSIP NO. 443209 13G PAGE 4 OF 5 PAGES (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, N/A (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, N/A (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisors Act of 1940. N/A (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 13d-1(b)(1)(ii)(f). N/A (g) [ ] Parent Holding Company, in accordance with Rule l3d-1(b)(ii) (G); see Item 7, N/A (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii) (H). N/A ITEM 4. OWNERSHIP. If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-l (b) (2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount beneficially owned: 1,578,982 (b) Percent of class: 17.42% (c) Number of shares as to which such person has; (i) Sole power to vote or to direct the vote 1,578,982 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 1,578,982 (iv) Shared power to dispose or to direct the disposition of 0 5 CUSIP NO. 443209 13G PAGE 5 OF 5 PAGES ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [ ]. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief; I certify that the information set forth in this statement is true, complete and correct. 2/13/98 ----------------------------------- (Date) /s/ Robert Howard ----------------------------------- (Signature) ROBERT HOWARD ----------------------------------- (Name) -----END PRIVACY-ENHANCED MESSAGE-----